Our Services

Corporate Advisory

Pendragon Capital is a boutique advisory practice, utilising the global experience of its principals across a range of industries to deliver superior outcomes for our clients through:

  • The development and implementation of business strategies and action plans;
  • Completing transactions and achieving aims in the most timely and efficient manner;
  • Transforming entrepreneurial ventures into substantial businesses;
  • The development and implementation of marketing, logistics, and other functional strategies;
  • Operational reviews and restructuring;
  • Creating opportunities for strategic alliances, joint ventures, syndications, acquisitions, and divestitures;

Transactional Services

Pendragon have a wide network of clients and connections both in Australia and overseas, which ensures a complete approach to any transaction. Pendragon Corporate Finance provides advice to private and public companies including:
  • Independent expert reports;
  • Independent accountant’s reports;
  • Valuations;
  • Corporate financial management and strategy;
  • Mergers and acquisitions;
  • Deal development, structuring, and execution;
  • Capital raisings and advice on debt and equity alternatives;
  • Private treaty sales and purchases;
  • Assisting in the IPO process;
  • Assisting with the drafting of product disclosure documents and information memoranda.
  • Assistance with contract negotiation.
  • Assistance with review of draft legal documentation.

Private Lending

Advising clients on private lending and introducing private sources of capital to borrowers where traditional banking may not be available. Private lending offers:
  • Faster decision making and access to funds
  • Customisable loan structure and payment terms
  • Dealing directly with decision makers
  • Funds that are readily accessible (unlike banks).

Equity Capital Raising

Pendragon Capital provides equity capital raising services including raising of equity capital and construction of a shareholder register for long term success.
Pendragon Capital advises on public and private equity raising for established and early stage companies and often arranges for associates to take equity positions in entities that meet our criteria.

Authorised Representatives

In order to provide a Financial Service or deal in a Financial Product in Australia, it is necessary to be the holder of an Australian Financial Service Licence (AFSL) or be an Authorised Representative (AR) of an AFSL.

To obtain an AFSL is an expensive and lengthy process and hence may not fit within either the resources or time requirement of entities requiring an AFSL Pendragon may, in certain circumstances, appoint approved parties as an AR under its AFSL.

Pendragon may accept proposals for the appointment of a person or entity as an Authorised Representative where:

  • The applicant can be an individual, a trustee or a corporation.
  • The applicant must be a current resident of Australia.
  • The applicant is only providing financial products and/or general advice to parties that qualify for exemption under s708(8) or s761(G) of the Corporations Act, and where it does not provide financial products or financial advice to retail investors.
  • The applicant must be intending to provide a financial service or financial product in Australia to persons residing in Australia on behalf of an AFSL.
  • The applicant submits to and passes any relevant background checks including, being the holder of relevant qualifications and experience and passing all good fame and character assessments.
  • The proponent undertakes to comply with all laws and regulations, including those relating to Anti-money Laundering and Counter Terrorism Financing.